Private Placement

The main way a junior raises money: shares sold directly to selected investors, usually at a discount and often with a warrant attached.

Definition

A capital raising method where securities are sold directly to a small number of investors rather than through a public offering. Junior mining companies frequently use private placements to fund exploration and development activities.

Why it matters

Explorers have no revenue, so placements are the entire funding mechanism. Who participates tells you a great deal — an insider-heavy raise reads differently from one led by an institution, and a raise that closes below its announced size reads differently again.

In practice

Watch the discount to market, the warrant terms, and whether the deal was upsized or cut. Canadian placements carry a four-month hold period, after which that stock becomes free-trading — a date worth marking.

Where people go wrong

Assuming a completed raise is unambiguously good news. It is dilution, and if it is done at a deep discount with a full warrant, existing holders are paying for it.

See also

  • Warrant A security that gives the holder the right to purchase shares at a specified price (strike price) within a cer
  • Flow-Through Shares A Canadian tax incentive that allows mining exploration companies to transfer tax deductions for exploration e
  • Accredited Investor An investor who meets specific income or net worth requirements and is permitted to participate in certain pri
  • Dilution The unavoidable contamination of ore with waste rock during mining, which lowers the average grade of material

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